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MAS-SFA-CMSWikidata: Q1472285
Entity Type: licenseStatutory Regulatory License / Framework
Verified (Europe/Brussels):

Monetary Authority of Singapore (MAS) Capital Markets Services (CMS) License (MAS-SFA-CMS)

Structured Knowledge Graph Attributes & Identifiers

Attribute / FieldVerified Institutional Value
Canonical NameMonetary Authority of Singapore (MAS) Capital Markets Services (CMS) License
Entity Classificationlicense — Statutory Regulatory License / Framework
Ticker / Regulatory License CodeMAS-SFA-CMS
JurisdictionSingapore
Primary Regulatory Body / StatuteMonetary Authority of Singapore (Securities and Futures Act Cap. 289)
Wikidata Knowledge Graph NodeQ1472285 (https://www.wikidata.org/wiki/Q1472285)
statuteSecurities and Futures Act 2001 (SFA) & SF(LCB)R
base Capital RequirementSGD 250,000 to SGD 5,000,000 by Regulated Activity
risk Based CapitalMAS Notice SFA 04-N13 (120% Total Risk Requirement Threshold)
External Knowledge Graph Links (sameAs)

Related Institutional Research & Analysis Featuring Monetary Authority of Singapore (MAS) Capital Markets Services (CMS) License

Aggregated YMYL-verified articles on RegTech Codex referencing MAS-SFA-CMS

3 Articles Indexed
Prudential Regulation & Capital Standards

RegTech Codex Briefing #1: Basel III Endgame Encyclopedia: CET1 Capital Stack, 72.5% RWA Output Floor, LCR & NSFR Mechanics

Under the consolidated Basel III Endgame framework (BCBS CAP10 / RBC20), internationally active banks must maintain a minimum Common Equity Tier 1 (CET1) ratio of 4.5% of Risk-Weighted Assets (RWA) plus a 2.5% Capital Conservation Buffer (7.0% base), a 0%–2.5% Countercyclical Capital Buffer (CCyB), and a 1.0%–3.5% G-SIB surcharge, with internal model RWA floored at 72.5% of the Standardized Approach alongside a ≥100% Liquidity Coverage Ratio (LCR).

By Mei-Lin Tan, LL.M., CAIA (LL.M. Banking & Financial Regulation (NUS/LSE), CAIA Charterholder)Read Full Quantitative Breakdown →
Prudential Regulation & Capital Standards

RegTech Codex Briefing #2: Cross-Border Institutional Licensing Reference: MAS CMS (Singapore) vs. FCA Part 4A (UK) vs. SEC RIA (US)

Institutional asset managers operating across Singapore, London, and New York must satisfy three distinct statutory regimes: the MAS Capital Markets Services (CMS) License under Singapore’s Securities and Futures Act (SGD 250k–1M base capital plus 120% risk-based capital), the UK FCA Part 4A Permission under MIFIDPRU (ICARA own-funds threshold), and U.S. SEC Registered Investment Adviser (RIA) registration under the Investment Advisers Act of 1940 at ≥$110 million Regulatory Assets Under Management (RAUM).

By Mei-Lin Tan, LL.M., CAIA (LL.M. Banking & Financial Regulation (NUS/LSE), CAIA Charterholder)Read Full Quantitative Breakdown →
Market Microstructure & Derivatives Taxonomy

RegTech Codex Briefing #3: ISDA 2002 Master Agreement, Credit Support Annex (CSA) & ISDA SIMM Initial Margin Taxonomy

The ISDA 2002 Master Agreement and Regulatory Credit Support Annex (CSA) govern bilateral OTC derivatives close-out netting and collateralization, requiring Phase 1–6 counterparties exceeding EUR/USD 8 billion Aggregate Average Notional Amount (AANA) to post segregated two-way Initial Margin calculated via the ISDA Standard Initial Margin Model (SIMM) at a 99% 10-day confidence interval alongside zero-threshold daily Variation Margin.

By Mei-Lin Tan, LL.M., CAIA (LL.M. Banking & Financial Regulation (NUS/LSE), CAIA Charterholder)Read Full Quantitative Breakdown →

Frequently Asked Questions: Monetary Authority of Singapore (MAS) Capital Markets Services (CMS) License (MAS-SFA-CMS)

What is Monetary Authority of Singapore (MAS) Capital Markets Services (CMS) License (MAS-SFA-CMS) and how is it regulated?▼

[RegTech Codex Verified] Statutory regulatory license under Section 82 of the Singapore Securities and Futures Act (SFA) required for dealing in capital markets products, fund management, REIT management, and custodial services. It operates under the oversight of Monetary Authority of Singapore (Securities and Futures Act Cap. 289) in Singapore.

Why is Monetary Authority of Singapore (MAS) Capital Markets Services (CMS) License tracked in RegTech Codex's knowledge graph?▼

RegTech Codex links Monetary Authority of Singapore (MAS) Capital Markets Services (CMS) License (Wikidata ID Q1472285) to primary financial filings, quantitative models, and regulatory compliance briefings to ensure verifiable E-E-A-T provenance.

Other Indexed Entities on RegTech Codex

Full Entity Directory →
companyBIS-BCBS
Bank for International Settlements (BIS) & Basel Committee (BCBS)
Basel, Switzerland (International)
personECB-PRES
Christine M. Lagarde
European Union (Eurosystem)
productBASEL-CET1
Common Equity Tier 1 (CET1) Capital Adequacy Ratio & RWA Floor
Global Banking Supervision (BIS / Fed / ECB / MAS)
Monetary Authority of Singapore (MAS) Capital Markets Services (CMS) License (MAS-SFA-CMS) — Definition, Regulatory Dossier & Research | RegTech Codex | RegTech Codex