Institution record
Mizuho Securities
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSA In our coverage Financial Services Agency | 7010001008687 | Revoked | — | 2007-09-30 | — |
ECB European Central Bank | 724500ZSA7ZOZHUXBS53 | Regulated | Mizuho Bank Europe NV | — | Register ↗ |
MAS Monetary Authority of Singapore | Number pending check | Regulated | MIZUHO BANK, LTD. | — | — |
SFC Securities and Futures Commission | AEZ953 | Regulated | Mizuho Securities Asia Limited | 2005-04-27 | Register ↗ |
FCA Financial Conduct Authority | 119256 | Regulated | Mizuho International plc | 2021-12-01 | Register ↗ |
HKMA Hong Kong Monetary Authority | Number pending check | Regulated | MIZUHO BANK, LTD. | — | Register ↗ |
BaFin Bundesanstalt für Finanzdienstleistungsaufsicht | 10115675 | Regulated | Mizuho Bank Europe N.V. | — | Register ↗ |
Mizuho Securities: common questions
Which of Mizuho Securities's licences fall within our coverage?
Our coverage here is firms with licence warnings, enforcement flags or complaints. 1 of Mizuho Securities's 7 licence records fall within it: FSA (Financial Services Agency), licence 7010001008687, revoked.
Is Mizuho Securities regulated?
Our imported dataset lists 7 licence records for Mizuho Securities, of which 6 carry a "regulated" status in the source: FSA (licence 7010001008687, status: revoked); ECB (licence 724500ZSA7ZOZHUXBS53, status: regulated); MAS (licence Number pending check, status: regulated); SFC (licence AEZ953, status: regulated); FCA (licence 119256, status: regulated); HKMA (licence Number pending check, status: regulated); BaFin (licence 10115675, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is Mizuho Securities rated?
The source dataset does not provide scores for Mizuho Securities. Its source risk classification is "risk level not supplied".
Which trading platforms does Mizuho Securities offer, and are there complaints?
The source does not list trading platforms. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.